We are looking for Securities & Financial Regulation Expert candidates for a project delivered through the hiring partner.
What you'll do
- Review and evaluate AI-generated responses to U.S. securities law hypotheticals, including Securities Act registration, Exchange Act reporting, insider trading (Rule 10b-5), and investment company regulation.
- Apply a structured legal rubric to assess issue spotting, accuracy of SEC rules and regulations, and proper application of Howey test, Regulation D, and proxy solicitation rules.
- Identify gaps in AI reasoning around materiality, scienter, safe harbors, exempt offerings, and Dodd-Frank whistleblower protections.
- Provide detailed, high-quality annotations and written feedback to refine AI models.
- Collaborate with researchers and project managers to align evaluation standards and project goals.
What you need
- Juris Doctor (J.D.) from an accredited U.S. law school; Bar admission (active/inactive).
- 3+ years of U.S. legal practice in securities regulation, capital markets law, or financial services compliance.
- Strong reasoning skills across the Securities Act, Exchange Act, Investment Company Act, and Investment Advisers Act.
- Excellent written communication and attention to detail.
- High ethical standards.
Nice to have
- Interest in AI.
Expertise
U.S. securities lawSEC enforcementpublic offeringsbroker-dealer complianceinvestment adviser regulationregistration requirementsinsider trading hypotheticalsRegulation D exemptionsSecurities Act registrationExchange Act reportinginsider trading (Rule 10b-5)investment company regulation
Also listed: critical thinking, problem solving.
Who you work with
Project and contracting process: the hiring partner. Applications continue on the provider's website.
Pay and hours
This role does not publish a rate. The work is remote.
Who can apply from where
The provider has not confirmed country eligibility. Check the original offer before applying. With a profile, Tier1 checks your country and languages against this role and every other before you apply.